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19-Feb-2017
FSB

The Registrar of Long-term Insurance (the Registrar) referred a case against Lombard Life Limited (“Lombard Life”) to the Enforcement Committee of the Financial Services Board. Lombard Life, during the period October 2014 to November 2015, rejected 114 insurance claims. In 86 instances the notice to the policyholders informing them about the rejection ofthe claims, Lombard Life did not comply with rule 16.1(c)(ii) and (iii) of the Policyholder Protection Rules

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16-Feb-2017
Erik Thedeen, Bloomberg

The review of global banking regulation that began in the aftermath of the financial crisis is nearing completion. The Basel Committee on Banking Supervision has not been able to reach a final agreement despite the urgent need. Nobody disagrees on the goal or the main instrument: to strengthen financial stability through higher and more robust capital requirements. But achieving the objective of stability depends in part on getting the composition of capital requirements right. Unfortunately, current proposals fall short.

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16-Feb-2017
Moonstone Compliance

A reader writes in to Paul: “My husband was debarred almost 5 years ago, the reason for debarment was justified and fair. That said I do believe that he has paid enough for his mistakes...

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